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Free Financial Controls Policy Template & Creator

Protect your funds with segregation of duties, approval limits, dual control, reconciliations, and fraud reporting. Generate a branded PDF or Word document in minutes — free, no sign-up.

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Put the internal controls in place that protect your funds and the trust donors place in you.

0

governance policies the IRS Form 990 asks about by name

Source: IRS Form 990, Part VI

0%

of annual revenue a typical organization loses to fraud

Source: ACFE Report to the Nations

0.0M+

U.S. nonprofits the IRS expects to follow sound governance practices

Source: IRS

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Frequently asked questions

What is segregation of duties and why does it matter?+

It means no single person controls more than one key phase of a transaction — authorizing, holding the money, recording it, and reconciling. Separating these duties is the single most effective control against error and fraud.

We are too small to fully separate financial duties. What can we do?+

Use compensating controls: have a board member receive and review bank statements directly, require dual signatures on larger checks, and have someone independent of the bookkeeper review reconciliations. This template includes that small-organization guidance.

Do we need an audit?+

It depends on your size, your funders, and your state law. This policy directs the board to arrange an audit, review, or compilation appropriate to the organization, and to have an independent committee oversee it.